DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••••• • C•• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• • C•• I••• | Bd affiliated wealth | Oct 21, 2024 | n/a | yes | BIDDEFORD, ME|WASHINGTON, DC|VIENNA, VA|LEESBURG, VA | Current employment |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Aug 2, 2022 | Oct 31, 2024 | no | Arlington, VA|Leesburg, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B• R•••• W••••• A•••••••• I••• | O••••••••• • C•• I••• | Oct 31, 2024 | Oct 21, 2024 | -10 | Firm change | Ibd to ibd |
| B• R•••• W••••• M••••••••• | B• R•••• W••••• A•••••••• I••• | Mar 31, 2023 | Aug 2, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7344:2543:NY:2015-01-26 | Jan 26, 2015 | Jan 21, 2015 | NEW YORK, NY | Firm change |
| B• R•••• W••••• M••••••••• | Former SEC adviser | Jan 21, 2015 | Mar 31, 2023 | no | New York, NY|NEW YORK, NY|Arlington, VA|Bryn Mawr, PA|Bryn Mawr, PA|Leesburg, VA|Mentor, OH | Previous registration |
| D••••••• • D••••••• L•• | Former SEC adviser | Mar 6, 2006 | Jan 26, 2015 | no | LEESBURG, VA|LEESBURG, VA|NEW YORK, NY|NEW YORK, NY | Previous registration |
| C••••• S••••• S••••••••• •••• L•• | Former SEC adviser | Jan 17, 2003 | Oct 28, 2003 | no | NEW YORK, NY | Previous registration |
| P••••••• L•• | n/a | Jul 25, 2002 | Jan 17, 2003 | no | NEW YORK, NY | Previous registration |
| -241 |
| Firm change after gap |
| Ibd to ibd |
| D••••••• • D••••••• L•• | B• R•••• W••••• M••••••••• | Jan 26, 2015 | Jan 21, 2015 | -5 | Firm change | Other |
| C••••• S••••• S••••••••• •••• L•• | D••••••• • D••••••• L•• | Oct 28, 2003 | Mar 6, 2006 | 860 | Firm change after gap | Other |
| P••••••• L•• | C••••• S••••• S••••••••• •••• L•• | Jan 17, 2003 | Jan 17, 2003 | 0 | Bulk transfer | Other |