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Advisor at MODERN WEALTH MANAGEMENT, LLC
KANSAS CITY, MO | Troy, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | Independent wealth | Apr 27, 2023 | n/a | yes | KANSAS CITY, MO|Troy, MI | Current employment |
| BARBER FINANCIAL GROUP | Former SEC adviser | Jul 14, 2017 | Dec 7, 2023 | no | Troy, MI|LENEXA, KS | Previous registration |
| OSIWALA FINANCIAL GROUP, LLC | n/a | Jan 6, 2011 | Dec 14, 2017 | no | TROY, MI | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | May 20, 2010 | Jun 26, 2017 | no | BINGHAM FARMS, MI|El Segundo, CA|Troy, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARBER FINANCIAL GROUP | MODERN WEALTH MANAGEMENT, LLC | Dec 7, 2023 | Apr 27, 2023 | -224 | Firm change after gap | RIA to RIA |
| OSIWALA FINANCIAL GROUP, LLC | BARBER FINANCIAL GROUP | Dec 14, 2017 | Jul 14, 2017 | -153 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | OSIWALA FINANCIAL GROUP, LLC | Jun 26, 2017 | Jan 6, 2011 | -2,363 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152043:324624:KS:2023-12-07 | Dec 7, 2023 | Apr 27, 2023 | LENEXA, KS | Firm change after gap |
| 124565:152043:MI:2017-12-14 | Dec 14, 2017 | Jul 14, 2017 | TROY, MI | Firm change after gap |
| 29604:124565:MI:2017-06-26 | Jun 26, 2017 | Jan 6, 2011 | TROY, MI | Firm change after gap |