DFX Intelligence

S•••• B•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

S•••• B•••• C•••••••

Advisor at F••••• C•••••• M••••••••• I•••

CASTLE ROCK, CO

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Search this name across graphsid dfx:ria:c0242f76-7948-e18a-14a8-473efc9f2c30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• C•••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• C•••••• M••••••••• I•••	State registered	May 31, 2024	n/a	yes	CASTLE ROCK, CO	Current employment
S••	Bd affiliated wealth	Jun 3, 2019	May 31, 2024	no	ANN ARBOR, MI\|Highlands Ranch, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	F••••• C•••••• M••••••••• I•••	May 31, 2024	May 31, 2024	0	Firm change	Ibd to state RIA
P••••••• A••••••• S•••••••• I•••	S••	Jun 3, 2019	Jun 3, 2019

Relationships

Registered with (4)

→ F••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Jun 3, 2019 to May 31, 2024factForm ADV
→ P••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 24, 2018 to Jun 3, 2019factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
May 31, 2024
Advisor changed firm
S•••• B•••• C••••••• left Spc for F••••• C•••••• M••••••••• I••• (registered 2024-05-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0242f76-7948-e18a-14a8-473efc9f2c30
First observed: Dec 21, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.