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RIA / WealthAdvisor15 years in industry

RAPHAEL PETER VEGA

Advisor at INDEPENDENCE WEALTH GROUP

San Antonio, TX | SAN ANTONIO, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENCE WEALTH GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 10, 2011
First registration: Apr 13, 2011
Dual registered: no
IAPD individual key: 1936901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENCE WEALTH GROUP	State registered	Sep 7, 2016	n/a	yes	San Antonio, TX\|SAN ANTONIO, TX	Current employment
ALAMO INSURANCE & WEALTH MANAGEMENT	n/a	Mar 12, 2015	Dec 31, 2016	no	SAN ANTONIO, TX	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Feb 6, 2013	Nov 11, 2013	no	SAN ANTONIO, TX	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 2, 2012	Dec 21, 2012	no	SAN ANTONIO, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Apr 24, 2012	Apr 30, 2012	no	Universal City, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 28, 2011	Oct 7, 2011	no	Universal City, TX	Previous registration
SERVANT ADVISORS, INC.	n/a	Jun 27, 2011	Oct 17, 2011	no	SAN ANTONIO, TX\|GATESVILLE, TX	Previous registration
WARREN FINANCIAL SERVICES, LLC	n/a	Apr 13, 2011	Jun 21, 2011	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALAMO INSURANCE & WEALTH MANAGEMENT	INDEPENDENCE WEALTH GROUP	Dec 31, 2016	Sep 7, 2016	-115	Firm change after gap	Other
PRINCIPAL SECURITIES, INC.	ALAMO INSURANCE & WEALTH MANAGEMENT	Nov 11, 2013	Mar 12, 2015	486	Firm change after gap	Other
ALLSTATE FINANCIAL ADVISORS, LLC	PRINCIPAL SECURITIES, INC.	Dec 21, 2012	Feb 6, 2013	47	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Apr 30, 2012	Aug 2, 2012	94	Firm change	Other
SERVANT ADVISORS, INC.	FIRST COMMAND FINANCIAL PLANNING, INC.	Oct 17, 2011	Sep 28, 2011	-19	Firm change	Other
WARREN FINANCIAL SERVICES, LLC	SERVANT ADVISORS, INC.	Jun 21, 2011	Jun 27, 2011	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
173674:170897:TX:2016-12-31	Dec 31, 2016	Sep 7, 2016	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (7)

→ INDEPENDENCE WEALTH GROUPRegistered adviserregistration: current employment
Sep 7, 2016 to presentfactForm ADV
→ ALAMO INSURANCE & WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 12, 2015 to Dec 31, 2016factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 6, 2013 to Nov 11, 2013factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 2, 2012 to Dec 21, 2012factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Apr 24, 2012 to Apr 30, 2012factForm ADV
→ SERVANT ADVISORS, INC.Registered adviserregistration: previous registration
Jun 27, 2011 to Oct 17, 2011factForm ADV
→ WARREN FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 13, 2011 to Jun 21, 2011factForm ADV

Dated events

No dated event names this entity yet.