RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• P•••• V•••
- I••••••••• W••••• G•••• state registered currentsince Sep 7, 2016 · San Antonio, Tx
- A•••• I•••••••• • W••••• M••••••••• unclassifiedMar 12, 2015 to Dec 31, 2016 · San Antonio, Tx
- P•••••••• S••••••••• I••• BD affiliatedFeb 6, 2013 to Nov 11, 2013 · San Antonio, Tx
- A••••••• F•••••••• A•••••••• L•• BD affiliatedAug 2, 2012 to Dec 21, 2012 · San Antonio, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerApr 24, 2012 to Apr 30, 2012 · Universal City, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerSep 28, 2011 to Oct 7, 2011 · Universal City, Tx
- S•••••• A•••••••• I••• unclassifiedJun 27, 2011 to Oct 17, 2011 · San Antonio, Tx
- W••••• F•••••••• S•••••••• L•• unclassifiedApr 13, 2011 to Jun 21, 2011 · San Antonio, Tx
- A•••• I•••••••• • W••••• M••••••••• to I••••••••• W••••• G••••left Dec 31, 2016, registered Sep 7, 2016 (-115 days) · Other · moved with a team
- P•••••••• S••••••••• I••• to A•••• I•••••••• • W••••• M•••••••••left Nov 11, 2013, registered Mar 12, 2015 (486 days) · Other
- A••••••• F•••••••• A•••••••• L•• to P•••••••• S••••••••• I•••left Dec 21, 2012, registered Feb 6, 2013 (47 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to A••••••• F•••••••• A•••••••• L••left Apr 30, 2012, registered Aug 2, 2012 (94 days) · Other
- S•••••• A•••••••• I••• to F•••• C•••••• F•••••••• P•••••••• I•••left Oct 17, 2011, registered Sep 28, 2011 (-19 days) · Other
- W••••• F•••••••• S•••••••• L•• to S•••••• A•••••••• I•••left Jun 21, 2011, registered Jun 27, 2011 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address