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A•••• M••••••••• C•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

A•••• M••••••••• C•••

THE A•••• M••••••••• C•••, CRD 110507

GRAND HAVEN, MI

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Search this name across graphsid dfx:ria:c030d8bb-4bb7-41df-58f3-f18dd61f1333

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 9, 2012 to Sep 1, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $282MItem 5.F on the latest filing (2026-09-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $282M
Private client RAUM: $62.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• E••••• R••••••••	n/a	GRAND HAVEN, MI	16	37	n/a	no
J•••• E••••• S•••••	n/a	GRAND HAVEN, MI	14	35

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J••••• A••	SECRETARY/TREASURER	Na	yes	09/2012	Sep 9, 2020	Aug 22, 2024
R••••••••• J•••••• E•••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	12/2010	Feb 9, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$282M	$214M	32.0%	$215M	9.4%	7	6	0	0

Relationships

Registered with (3)

← S••••• M•••• W••••••Advisorregistration: current employment
Nov 17, 2023 to presentfactForm ADV
← J•••• E••••• S•••••Advisorregistration: current employment
Jun 1, 2012 to presentfactForm ADV
← J••••• E••••• R••••••••Advisorregistration: current employment
May 21, 2010 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Sep 9, 2020
Control person joined
Ann J•••• A••••••• (Secretary/Treasurer) appeared on Schedule A of A•••• M••••••••• C•••
Form ADVobserved 6 days ago
Occurred
Sep 9, 2020
Control person joined
Edward James Slater (Vice President) appeared on Schedule A of A•••• M••••••••• C•••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c030d8bb-4bb7-41df-58f3-f18dd61f1333
First observed: Feb 9, 2012
Last observed: Sep 1, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.