DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• M••••••••• C•••
Wealth manager with institutional or fund businessGrand Haven, MichiganCRD 110507SEC 801-15995websiteIAPD
Legal name T•• A•••• M••••••••• C•••
Latest filing Sep 1, 2026
First filing on the tape Feb 9, 2012 · 19 filings
SEC status approved since Apr 17, 1981
RAUM
$282M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
22%
$62.1M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$94.1M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$252M as of Aug 19, 2025
Sep 26, 2012$152M then
HNW client RAUM$18.2M as of Aug 19, 2025
Aug 22, 2018$11.9M then
State-registered IARs (5.B.3)3 as of Aug 19, 2025
Sep 26, 20120 then
Employees (5.A)7 as of Aug 19, 2025
Sep 30, 20138 then
Private funds: no history
RAUM +32% over the last fiscal year+9.4% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- $94.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 127derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $547,279derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$220M78%
- Individuals$38.9M14%
- High-net-worth individuals$23.1M8.2%
- Individual clients
- 367reported
- HNW clients
- 13reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 516reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.22 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• E••••• R•••••••• | Grand Haven, Mi | May 21, 2010 | 37 y | 0 |
| J•••• E••••• S••••• | Grand Haven, Mi | Jun 1, 2012 | 35 y | 4 |
| S••••• M•••• W•••••• | Grand Haven, Mi | Nov 17, 2023 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• M•••• W•••••• from E•••• • Y•••• I••••••••• A••••••• L••Nov 17, 2023 · Other
- J•••• E••••• S••••• from P•• C•••••• A••••••• L••Jun 1, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• J••••• A•• · Secretary/Treasurercontrolsince 09/2012 · owns less than 5%
- R••••••••• J•••••• E••••• · President/Chief Compliance Officercontrolsince 12/2010 · owns 75% or more
- S•••••• J••••• E••••• · Vice Presidentcontrolsince 11/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Haven, Mi · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 465 to 516Aug 19, 2025 to Sep 1, 2026
- HNW clients · 12 to 13Aug 19, 2025 to Sep 1, 2026
- Individual clients · 320 to 367Aug 19, 2025 to Sep 1, 2026
- Financial planning clients · to unsetAug 19, 2025 to Sep 1, 2026
- Discretionary RAUM · $252M to $282MAug 19, 2025 to Sep 1, 2026
- HNW RAUM · $18.2M to $23.1MAug 19, 2025 to Sep 1, 2026
- Individual RAUM · $33.4M to $38.9MAug 19, 2025 to Sep 1, 2026
- RAUM · $252M to $282MAug 19, 2025 to Sep 1, 2026
- Related adviser · false to unsetAug 19, 2025 to Sep 1, 2026
- Related bank · false to unsetAug 19, 2025 to Sep 1, 2026
- Related broker-dealer · false to unsetAug 19, 2025 to Sep 1, 2026
- Related insurance company · false to unsetAug 19, 2025 to Sep 1, 2026
- Succession · false to unsetAug 19, 2025 to Sep 1, 2026
- Accounts · 446 to 465Aug 22, 2024 to Aug 19, 2025
- HNW clients · 10 to 12Aug 22, 2024 to Aug 19, 2025
- Individual clients · 305 to 320Aug 22, 2024 to Aug 19, 2025
- Financial planning clients · unset to Aug 22, 2024 to Aug 19, 2025
- Discretionary RAUM · $233M to $252MAug 22, 2024 to Aug 19, 2025
- HNW RAUM · $13.9M to $18.2MAug 22, 2024 to Aug 19, 2025
- Individual RAUM · $32.0M to $33.4MAug 22, 2024 to Aug 19, 2025
- RAUM · $233M to $252MAug 22, 2024 to Aug 19, 2025
- Accounts · 456 to 446Aug 8, 2023 to Aug 22, 2024
- Advisory employees · 2 to 3Aug 8, 2023 to Aug 22, 2024
- HNW clients · 7 to 10Aug 8, 2023 to Aug 22, 2024
- Individual clients · 316 to 305Aug 8, 2023 to Aug 22, 2024
- Employees · 6 to 7Aug 8, 2023 to Aug 22, 2024
- State-registered IARs · 2 to 3Aug 8, 2023 to Aug 22, 2024
- Discretionary RAUM · $214M to $233MAug 8, 2023 to Aug 22, 2024
- HNW RAUM · $10.7M to $13.9MAug 8, 2023 to Aug 22, 2024
- Individual RAUM · $36.5M to $32.0MAug 8, 2023 to Aug 22, 2024
- RAUM · $214M to $233MAug 8, 2023 to Aug 22, 2024
- Accounts · 424 to 456Sep 20, 2022 to Aug 8, 2023
- Corporate clients · 5 to 6Sep 20, 2022 to Aug 8, 2023
- HNW clients · 9 to 7Sep 20, 2022 to Aug 8, 2023
- Individual clients · 296 to 316Sep 20, 2022 to Aug 8, 2023
- Employees · 7 to 6Sep 20, 2022 to Aug 8, 2023
- Discretionary RAUM · $199M to $214MSep 20, 2022 to Aug 8, 2023
- HNW RAUM · $12.6M to $10.7MSep 20, 2022 to Aug 8, 2023
- Individual RAUM · $33.9M to $36.5MSep 20, 2022 to Aug 8, 2023
- RAUM · $199M to $214MSep 20, 2022 to Aug 8, 2023
Signals
2 dated events
- Ann J•••• A••••••• (Secretary/Treasurer) appeared on Schedule A of A•••• M••••••••• C•••Sep 9, 2020 · Control person joined · fact
- Edward James Slater (Vice President) appeared on Schedule A of A•••• M••••••••• C•••Sep 9, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 616-842-0280reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••://WWW.A••••.BIZreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 616-842-0280reportedpublic record, Form ADV, Sep 1, 2026
- Team page
- abbit.biz/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026