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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

BOBBY sharan GOMEZ

Advisor at RBC ROCHDALE, LLC

NEW YORK, NY | Hutto, TX

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Search this name across graphsid dfx:ria:c0463f41-4a6b-3016-77f5-3e15dca72f47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC ROCHDALE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 19, 2005
First registration: Jan 20, 2005
Dual registered: yes, broker-dealer
Other names: BOBBY SHARAN GOMEZ|BOBBY GOMEZ|GOMEZ S GOMEZ|Bobby Gupta
IAPD individual key: 4883383

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC ROCHDALE, LLC	Bd affiliated wealth	Jan 9, 2026	n/a	yes	Hutto, TX\|NEW YORK, NY	Current employment
KESTRA INVESTMENT MANAGEMENT, LLC.	Asset manager	Jan 11, 2022	Feb 19, 2025	no	AUSTIN, TX\|Hutto, TX	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 20, 2021	Jan 11, 2022	no	AUSTIN, TX	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	May 16, 2019	Oct 7, 2021	no	IRVING, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 10, 2009	Oct 22, 2010	no	FT. WORTH, TX\|WATAUGA, TX\|WATAUGA, TX\|FT. WORTH, TX\|KELLER, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 20, 2005	Jan 29, 2009	no	FT. WORTH, TX\|FT. WORTH, TX\|FT. WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA INVESTMENT MANAGEMENT, LLC.	RBC ROCHDALE, LLC	Feb 19, 2025	Jan 9, 2026	324	Firm change	Other
KESTRA ADVISORY SERVICES, LLC	KESTRA INVESTMENT MANAGEMENT, LLC.	Jan 11, 2022	Jan 11, 2022	0	Firm change	Ibd to new firm
UNITED CAPITAL FINANCIAL ADVISORS	KESTRA ADVISORY SERVICES, LLC	Oct 7, 2021	Sep 20, 2021	-17	Firm change	Ibd to ibd
CHASE INVESTMENT SERVICES CORP.	UNITED CAPITAL FINANCIAL ADVISORS	Oct 22, 2010	May 16, 2019	3,128	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CHASE INVESTMENT SERVICES CORP.	Jan 29, 2009	Jun 10, 2009	132	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:317711:TX:2022-01-11	Jan 11, 2022	Jan 11, 2022	AUSTIN, TX	Firm change
134600:283330:TX:2021-10-07	Oct 7, 2021	Sep 20, 2021	IRVING, TX	Firm change

Relationships

Registered with (6)

→ RBC ROCHDALE, LLCRegistered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ KESTRA INVESTMENT MANAGEMENT, LLC.Registered adviserregistration: previous registration
Jan 11, 2022 to Feb 19, 2025factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 20, 2021 to Jan 11, 2022factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 16, 2019 to Oct 7, 2021factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 10, 2009 to Oct 22, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 20, 2005 to Jan 29, 2009factForm ADV

Dated events

Occurred
Feb 19, 2025
Advisor changed firm
Bobby Sharan Gomez left Kestra Investment Management, Llc. for Rbc Rochdale, Llc (registered 2026-01-09)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2022
Advisor changed firm
Bobby Sharan Gomez left Kestra Advisory Services, Llc for Kestra Investment Management, Llc. (registered 2022-01-11)
Form ADVobserved 5 days ago