DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bobby Sharan Gomez

RBC Rochdale, LLCBD affiliatedNew York, Ny dual registrantIAPD 4883383

Feed of 09/14/2026

Also filed as Bobby Sharan Gomez

At current firm

0 y

since Jan 9, 2026

In the industry

21 y

since Jan 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

RBC Rochdale, LLC BD affiliated current
since Jan 9, 2026 · Hutto, Tx
Kestra Investment Management, LLC. asset manager
Jan 11, 2022 to Feb 19, 2025 · Austin, Tx
Kestra Advisory Services, LLC BD affiliated
Sep 20, 2021 to Jan 11, 2022 · Austin, Tx
United Capital Financial Advisors independent RIA
May 16, 2019 to Oct 7, 2021 · Irving, Tx
Chase Investment Services Corp. former
Jun 10, 2009 to Oct 22, 2010 · Ft. Worth, Tx
Banc Of America Investment Services, Inc. unclassified
Jan 20, 2005 to Jan 29, 2009 · Ft. Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

Kestra Investment Management, LLC. to RBC Rochdale, LLC
left Feb 19, 2025, registered Jan 9, 2026 (324 days) · Other
Kestra Advisory Services, LLC to Kestra Investment Management, LLC.
left Jan 11, 2022, registered Jan 11, 2022 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
United Capital Financial Advisors to Kestra Advisory Services, LLC
left Oct 7, 2021, registered Sep 20, 2021 (-17 days) · Affiliated broker-dealer or bank to another · moved with a team
Chase Investment Services Corp. to United Capital Financial Advisors
left Oct 22, 2010, registered May 16, 2019 (3128 days) · Other
Banc Of America Investment Services, Inc. to Chase Investment Services Corp.
left Jan 29, 2009, registered Jun 10, 2009 (132 days) · Other

Signals

Bobby Sharan Gomez left Kestra Investment Management, Llc. for Rbc Rochdale, Llc (registered 2026-01-09)
Feb 19, 2025 · Advisor changed firm · fact
Bobby Sharan Gomez left Kestra Advisory Services, Llc for Kestra Investment Management, Llc. (registered 2022-01-11)
Jan 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address