DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M••••• W••••• M••••••••• L••
BOISE, ID | KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• W••••• M••••••••• L•• | Independent wealth | Oct 18, 2024 | n/a | yes | BOISE, ID|KANSAS CITY, MO | Current employment |
| P•••• F•••••••• C••••••••• L•• | Former SEC adviser | Nov 16, 2015 | Dec 31, 2024 | no | BOISE, ID |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• F•••••••• C••••••••• L•• | M••••• W••••• M••••••••• L•• | Dec 31, 2024 | Oct 18, 2024 | -74 | Firm change after gap | RIA to RIA |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | P•••• F•••••••• C••••••••• L•• | Dec 31, 2015 | Nov 16, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282032:324624:ID:2024-12-31 | Dec 31, 2024 | Oct 18, 2024 | BOISE, ID | Firm change after gap |
| 134139:282032:ID:2015-12-31 | Dec 31, 2015 | Nov 16, 2015 | BOISE, ID | Firm change after gap |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Mar 28, 2005 | Dec 31, 2015 | no | BOISE, ID | Previous registration |
| C•••••••• I••••••••• R•••••••• I••• | n/a | Oct 17, 2002 | Mar 28, 2005 | no | BOISE, ID | Previous registration |
| -45 |
| Firm change after gap |
| Other |
| C•••••••• I••••••••• R•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |