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CRD 106574
ELMHURST, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DOUGLAS EDWARD MOLLIN | Certified Financial Planner | ELMHURST, NY | 0 | 33 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CASCIO, MICHAEL | Officer | C | yes | 02/2001 | Mar 22, 2012 | Apr 23, 2024 |
| MOLLIN, DOUGLAS, EDWARD | CHIEF COMPLIANCE OFFICER | C | yes | 02/2007 | Mar 22, 2012 | Apr 23, 2024 |
| RAMUSEVIC, STEVEN | VICE PRESIDENT | C | yes | 02/2001 | Mar 22, 2012 | Apr 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| RAMUSEVIC, CASCIO & KAPLAN, CPAS | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 5, 2026 | $294M | $294M | 3 | 1 | 0 | n/a | n/a |
| 2024 | Apr 8, 2025 | $262M | $262M | 3 | 1 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $251M | $251M | 3 | 1 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $220M | $220M | 3 | 1 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $252M | $252M | 3 | 1 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $232M | $232M | 4 | 1 | 0 | n/a | n/a |
| 2019 | Mar 24, 2020 | $220M | $220M | 4 | 1 | 0 | n/a | n/a |
| 2018 | Mar 19, 2019 | $191M | $191M | 4 | 1 | 0 | n/a | n/a |
| 2017 | Mar 2, 2018 | $214M | $214M | 4 | 1 | 0 | n/a | n/a |
| 2016 | Mar 29, 2017 | $193M | $193M | 4 | 1 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $184M | $184M | 4 | 2 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $195M | $195M | 4 | 2 | n/a | n/a | n/a |
| 2013 | Mar 13, 2014 | $182M | $182M | 4 | 2 | n/a | n/a | n/a |
| 2012 | Mar 20, 2013 | $171M | $171M | 4 | 2 | n/a | n/a | n/a |
| 2011 | Mar 22, 2012 | $166M | $166M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $294M | $262M | 12.1% | $220M | 10.1% | 3 | 3 | 0 | 0 |