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SEC-registered adviser

E••••••• M•••••• C••••• • R••••••••• I•••

Independent wealth managerElmhurst, New YorkCRD 106574SEC 801-36250websiteIAPD
Latest filing Mar 5, 2026
First filing on the tape Mar 22, 2012 · 22 filings
SEC status approved since Feb 27, 1990
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$273M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$294M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$294M as of Mar 5, 2026
Mar 22, 2012$166M then
HNW client RAUM$251M as of Mar 5, 2026
Mar 2, 2018$194M then
State-registered IARs (5.B.3)1 as of Mar 5, 2026
Mar 22, 20120 then
Employees (5.A)3 as of Mar 5, 2026
Mar 20, 20134 then
Private funds: no history
RAUM +12% over the last fiscal year+10% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$294MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
100derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.6MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.0%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$251M86%
  • Individuals$22.3M7.6%
  • Corporations and businesses$12.9M4.4%
  • Charitable organizations$7.1M2.4%
Individual clients
45reported
HNW clients
55reported
Pension plan clients
n/areported
Charitable clients
9reported
Accounts
245reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D•••••• E••••• M•••••Certified Financial PlannerElmhurst, NyFeb 24, 202633 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• M•••••• · Officercontrol
        since 02/2001 · owns 25% to 50%
      • M•••••• D••••••• E••••• · Chief Compliance Officercontrol
        since 02/2007 · owns 25% to 50%
      • R••••••••• S••••• · Vice Presidentcontrol
        since 02/2001 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • R••••••••• C••••• • K•••••• C•••
        insurancen
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 239 to 245
        Apr 8, 2025 to Mar 5, 2026
      • Charity clients · 7 to 9
        Apr 8, 2025 to Mar 5, 2026
      • HNW clients · 60 to 55
        Apr 8, 2025 to Mar 5, 2026
      • Individual clients · 39 to 45
        Apr 8, 2025 to Mar 5, 2026
      • Discretionary RAUM · $262M to $294M
        Apr 8, 2025 to Mar 5, 2026
      • HNW RAUM · $225M to $251M
        Apr 8, 2025 to Mar 5, 2026
      • Individual RAUM · $19.8M to $22.3M
        Apr 8, 2025 to Mar 5, 2026
      • RAUM · $262M to $294M
        Apr 8, 2025 to Mar 5, 2026
      • Accounts · 246 to 239
        Apr 23, 2024 to Apr 8, 2025
      • Charity clients · 6 to 7
        Apr 23, 2024 to Apr 8, 2025
      • HNW clients · 51 to 60
        Apr 23, 2024 to Apr 8, 2025
      • Individual clients · 45 to 39
        Apr 23, 2024 to Apr 8, 2025
      • Financial planning clients · 0 to 0
        Apr 23, 2024 to Apr 8, 2025
      • State-registered IARs · 0 to 1
        Apr 23, 2024 to Apr 8, 2025
      • Discretionary RAUM · $251M to $262M
        Apr 23, 2024 to Apr 8, 2025
      • HNW RAUM · $210M to $225M
        Apr 23, 2024 to Apr 8, 2025
      • Individual RAUM · $21.2M to $19.8M
        Apr 23, 2024 to Apr 8, 2025
      • RAUM · $251M to $262M
        Apr 23, 2024 to Apr 8, 2025
      • Accounts · 240 to 246
        Apr 17, 2023 to Mar 26, 2024
      • Advisory activities · 2 to 1
        Apr 17, 2023 to Mar 26, 2024
      • Charity clients · unset to 6.0
        Apr 17, 2023 to Mar 26, 2024
      • Corporate clients · 6 to 2
        Apr 17, 2023 to Mar 26, 2024
      • HNW clients · 52 to 51
        Apr 17, 2023 to Mar 26, 2024
      • Individual clients · 47 to 45
        Apr 17, 2023 to Mar 26, 2024
      • Discretionary RAUM · $220M to $251M
        Apr 17, 2023 to Mar 26, 2024
      • HNW RAUM · $193M to $210M
        Apr 17, 2023 to Mar 26, 2024
      • Individual RAUM · $20.4M to $21.2M
        Apr 17, 2023 to Mar 26, 2024
      • RAUM · $220M to $251M
        Apr 17, 2023 to Mar 26, 2024
      • Accounts · 248 to 240
        May 26, 2022 to Mar 31, 2023
      • Corporate clients · 1 to 6
        May 26, 2022 to Mar 31, 2023
      • HNW clients · 56 to 52
        May 26, 2022 to Mar 31, 2023
      • Individual clients · 46 to 47
        May 26, 2022 to Mar 31, 2023
      • Discretionary RAUM · $252M to $220M
        May 26, 2022 to Mar 31, 2023
      • HNW RAUM · $226M to $193M
        May 26, 2022 to Mar 31, 2023
      • Individual RAUM · $23.0M to $20.4M
        May 26, 2022 to Mar 31, 2023
      • RAUM · $252M to $220M
        May 26, 2022 to Mar 31, 2023
      • Accounts · 257 to 248
        Mar 30, 2021 to Mar 25, 2022
      • HNW clients · 54 to 56
        Mar 30, 2021 to Mar 25, 2022
      • Individual clients · 45 to 46
        Mar 30, 2021 to Mar 25, 2022
      • Employees · 4 to 3
        Mar 30, 2021 to Mar 25, 2022
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      718-803-1817reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      718-803-2202reportedpublished by the firm, firm site, Sep 16, 2026
      Website
      e•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      718-803-1817reportedpublic record, Form ADV, Mar 5, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $294Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026