DFX Intelligence
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Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Coral Springs, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Jun 26, 2023 | n/a | yes | Coral Springs, FL | Current employment |
| A••••••• I••••••••• M••••••••• L•• | Independent wealth | Jun 1, 2018 | Apr 30, 2020 | no | Parkland, FL|PALMETTO BAY, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Apr 30, 2020 | Jun 26, 2023 | 1,152 | Firm change after gap | RIA to ibd |
| P••••••• W••••• M••••••••• L•• | A••••••• I••••••••• M••••••••• L•• | Aug 25, 2016 | Jun 1, 2018 |
| P••••••• W••••• M••••••••• L•• | n/a | Aug 25, 2015 | Aug 25, 2016 | no | P•••••••, FL | Previous registration |
| B•• M••••• S••••••••• C••••••••• | Other adviser | Sep 25, 2006 | Nov 17, 2008 | no | ATLANTA, GA|NEW YORK, NY|ATLANTA, GA|SHAKER HEIGHTS, OH|CHARLOTTE, NC | Previous registration |
| L•••• A••••• • C•• L•• | Asset manager | Feb 13, 2003 | Aug 28, 2006 | no | JERSEY CITY, NJ|JERSEY CITY, NJ | Previous registration |
| 645 |
| Firm change after gap |
| Other |
| B•• M••••• S••••••••• C••••••••• | P••••••• W••••• M••••••••• L•• | Nov 17, 2008 | Aug 25, 2015 | 2,472 | Firm change after gap | Other |
| L•••• A••••• • C•• L•• | B•• M••••• S••••••••• C••••••••• | Aug 28, 2006 | Sep 25, 2006 | 28 | Firm change | Other |