DFX Intelligence

J••••• S••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

J••••• S••••• H•••••

Advisor at A•••• W••••• M••••••••• L••

San Antonio, TX | OMAHA, NE

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Search this name across graphsid dfx:ria:c050153a-6f4c-769e-9f01-38a05211c0c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Oct 16, 2019	n/a	yes	San Antonio, TX\|OMAHA, NE	Current employment
U••• I••••••••• S••••••• C••••••	No RAUM reported	Jan 8, 2018	Oct 28, 2019	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• I••••••••• S••••••• C••••••	A•••• W••••• M••••••••• L••	Oct 28, 2019	Oct 16, 2019	-12	Firm change	Ibd to RIA
U••• F•••••••• P••••••• S•••••••	U••• I••••••••• S••••••• C••••••	Jan 8, 2018	Jan 8, 2018

Relationships

Registered with (3)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 16, 2019 to presentfactForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Oct 28, 2019factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Jul 15, 2014 to Jan 8, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c050153a-6f4c-769e-9f01-38a05211c0c9
First observed: Jul 15, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.