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N•••••• I••••••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

N•••••• I••••••••• P•••••••• L•

CRD 156280

MILL VALLEY, CA

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Search this name across graphsid dfx:ria:c05c9c43-36bf-c9f6-1dba-4d244c6018a8

Data as of May 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 1
Observed: Jun 28, 2023 to May 28, 2025
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

N•••••• I••••••••• P•••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $164MItem 5.F on the latest filing (2025-05-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $164M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•••••• C•••••• P•••••••• L•	Hedge Fund	$175M	Mar 18, 2024	71	Oct 8, 2018	reported	021-187437
C•• C•••••• L•	Hedge Fund	$6.7M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• T•••• A•••	PORTFOLIO MANAGER; CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	Jun 28, 2023	Mar 18, 2024
H•••••••• C••••••• H•••••••	MANAGING PARTNER; LIMITED PARTNER	E	yes	05/2014	Jun 28, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Ketchum	Id	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$164M	$182M	-9.8%	n/a	n/a	3	3	0	1

Relationships

Advises (2)

→ C•• C•••••• L•Private fundHedge Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ N•••••• C•••••• P•••••••• L•Private fundHedge Fund, IA
Oct 8, 2018 to presentfactForm ADV

Controls (3)

← H•••••••• C••••••• H•••••••OwnerMANAGING PARTNER; LIMITED PARTNER, ownership code E, individual
Jun 28, 2023 to Mar 18, 2024factForm ADV
← A•••••• T•••• A•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 28, 2023
First Form ADV filing
N•••••• I••••••••• P•••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Dec 20, 2025
N•••••• I••••••••• P•••••••• L• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $164.1M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c05c9c43-36bf-c9f6-1dba-4d244c6018a8
First observed: Jun 28, 2023
Last observed: May 28, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.