DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
N•••••• I••••••••• P•••••••• L•
Latest filing May 28, 2025
First filing on the tape Jun 28, 2023 · 5 filings
SEC status approved since Jul 28, 2023
RAUM
$164M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$164M as of May 28, 2025
Mar 18, 2024$182M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 28, 2025
Mar 18, 20240 then
Employees (5.A)3 as of May 28, 2025
Mar 18, 20243 then
Private funds2 as of May 28, 2025
Mar 18, 20242 then
RAUM -9.8% over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of May 28, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $82.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $123M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$164M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $123M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••• C•••••• P•••••••• L• | Hedge Fund | $175M | 71 | Oct 8, 2018 |
| C•• C•••••• L• | Hedge Fund | $6.7M | 8 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• T•••• A••• · Portfolio Manager; Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- H•••••••• C••••••• H••••••• · Managing Partner; Limited Partnercontrolsince 05/2014 · owns 75% or more
Entity owners
- N•••••• I••••••••• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Ketchum, ID1 employees
What changed
consecutive filings, newest first
- Financial planning clients · unset to Mar 11, 2025 to May 28, 2025
- Other offices · 1 to 0Mar 11, 2025 to May 28, 2025
- Assets in custody · $135M to $123MMar 18, 2024 to Mar 11, 2025
- Discretionary RAUM · $182M to $164MMar 18, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $182M to $164MMar 18, 2024 to Mar 11, 2025
- RAUM · $182M to $164MMar 18, 2024 to Mar 11, 2025
- Assets in custody · $185M to $135MJul 7, 2023 to Mar 18, 2024
- Discretionary RAUM · $185M to $182MJul 7, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $185M to $182MJul 7, 2023 to Mar 18, 2024
- RAUM · $185M to $182MJul 7, 2023 to Mar 18, 2024
- Private funds · 4 to 2Jun 28, 2023 to Jul 7, 2023
Signals
2 dated events
- N•••••• I••••••••• P•••••••• L• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $164.1M)Dec 20, 2025 · Left the SEC roster · derived
- N•••••• I••••••••• P•••••••• L• filed its initial SEC registration (Form ADV)Jun 28, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••••• I••••••••• P•••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/norwood-investment-partners-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- norwood.capitalreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026