DFX Intelligence

C••• N••••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

C••• N••••••• K•••••••••

Advisor at W••• C•••••• M••••••••• L••

Chandler, AZ

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Search this name across graphsid dfx:ria:c06004f7-7b6d-84ac-25a3-2d2938adde1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• C•••••• M••••••••• L••	Independent wealth	Apr 28, 2025	n/a	yes	Chandler, AZ	Current employment
I••••••• W••••• M••••••••• L••	Independent wealth	Jun 30, 2015	May 23, 2025	no	CHANDLER, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• W••••• M••••••••• L••	W••• C•••••• M••••••••• L••	May 23, 2025	Apr 28, 2025	-25	Firm change	RIA to new firm
I••••••• F••••••••• L••	I••••••• W••••• M••••••••• L••	Feb 3, 2016	Jun 30, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
151004:200511:AZ:2016-02-03	Feb 3, 2016	Jun 30, 2015	TUCSON, AZ	Firm change after gap

Relationships

Registered with (4)

→ W••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ I••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 30, 2015 to May 23, 2025factForm ADV
→ I••••••• F••••••••• L••Registered adviserregistration: previous registration
Oct 16, 2009 to Feb 3, 2016factForm ADV
→ M••••••• A•••••••• I••Registered adviser

Dated events

Occurred
May 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c06004f7-7b6d-84ac-25a3-2d2938adde1e
First observed: Apr 14, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.