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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

IRONWOOD WEALTH MANAGEMENT, LLC

CRD 200511

CHANDLER, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c438ccfc-6c78-dc40-a9fc-85b193cdde7d

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 15
On other graphs: 0
Observed: May 6, 2015 to Mar 13, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $608MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $603M
Private client RAUM: $606MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $101Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,885
Individual clients: 304
High net worth clients: 155
SEC number: 801-96281
CIK: 1692820
CRD: 200511
Filings on the tape: 47
First filed: May 6, 2015
Latest filed: Mar 13, 2026
Organised: Limited Liability Company, AZ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RYDAN DURANT CASE	Certified Financial Planner\|Chartered Financial Consultant	Laguna Niguel, CA \| CHANDLER, AZ	11	25	1	no
RICHARD ERIK WAGNER	Certified Financial Planner\|Chartered Financial Consultant	CHANDLER, AZ	11	13	3	no
ALEXANDER DAVID MAREK	n/a	CHANDLER, AZ	11	29	1	no
EDWARD P. PAROLISI	n/a	CHANDLER, AZ \| RYE, NH	10	16	2	no
Jonathan Craig Moore	Certified Financial Planner\|Chartered Financial Consultant	CHANDLER, AZ	9	21	n/a	no
Shelby Newell	Certified Financial Planner	CHANDLER, AZ	0	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASE, RYDAN, DURANT	Partner	Na	yes	04/2006	May 6, 2015	Mar 26, 2024
CASE, RYDAN, DURANT	Owner	C	yes	01/2020	May 6, 2015	Mar 26, 2024
IRONWOOD WEALTH MANAGEMENT HOLDINGS, LLC	Owner	D	yes	01/2020	Mar 23, 2020	Mar 26, 2024
KENEFICK-ROGERS, CEAN, NICHOLAS	Owner	C	yes	01/2020	May 6, 2015	Mar 26, 2024
KENEFICK-ROGERS, CEAN, NICHOLAS	CEO & FOUNDER & CCO (05/2015)	Na	yes	04/2006	May 6, 2015	Mar 26, 2024
MAREK, ALEXANDER, DAVID	Owner	C	yes	01/2020	May 6, 2015	Mar 26, 2024
MAREK, ALEXANDER, DAVID	Partner	Na	yes	04/2006	May 6, 2015	Mar 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAGUNA NIGUEL	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$608M	$603M	14	6	1	n/a	n/a
2024	Mar 5, 2025	$662M	$656M	17	8	1	n/a	n/a
2023	Mar 26, 2024	$618M	$610M	18	8	1	n/a	n/a
2022	Mar 27, 2023	$540M	$536M	21	8	1	n/a	n/a
2021	Mar 29, 2022	$541M	$536M	21	11	1	n/a	n/a
2020	Mar 15, 2021	$401M	$399M	14	7	1	n/a	n/a
2019	Mar 23, 2020	$300M	$296M	14	6	1	n/a	n/a
2018	Mar 20, 2019	$237M	$234M	12	5	2	n/a	n/a
2017	Mar 30, 2018	$244M	$237M	9	7	2	n/a	n/a
2016	Mar 3, 2017	$204M	$201M	10	4	n/a	n/a	n/a
2015	Feb 23, 2016	$154M	$151M	9	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	3	-2	50.0%	0	0	0	1	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$608M	$662M	-8.2%	$540M	4.0%	14	17	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
REVEL WEALTH PARTNERS	2	May 29, 2026	Jun 17, 2026	PHOENIX, AZ	Team lift out	RIA to state RIA	28.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
IRONWOOD FINANCIAL, LLC	4	Feb 3, 2016	Mar 9, 2016	TUCSON, AZ	Team lift out	Other	44.4%

Relationships

Registered with (14)

← Shelby NewellAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← Jonathan Craig MooreAdvisorregistration: current employment
Apr 21, 2017 to presentfactForm ADV
← EDWARD P. PAROLISIAdvisorregistration: current employment
Mar 9, 2016 to presentfactForm ADV
← ALEXANDER DAVID MAREKAdvisorregistration: current employment
Jul 10, 2015 to presentfactForm ADV
← RICHARD ERIK WAGNERAdvisorregistration: current employment
Jun 30, 2015 to presentfactForm ADV
← RYDAN DURANT CASEAdvisorregistration: current employment
May 18, 2015 to presentfactForm ADV
← LAUREN ALYSS FRISTAdvisorregistration: previous registration
Aug 29, 2019 to May 29, 2026factForm ADV
← MARCUS EDWARD HUGOAdvisorregistration: previous registration
Feb 6, 2025 to May 29, 2026factForm ADV
← Rodney WeeksAdvisorregistration: previous registration
Jun 18, 2025 to Mar 25, 2026factForm ADV
← CEAN NICHOLAS KENEFICK-ROGERSAdvisorregistration: previous registration
Jun 30, 2015 to May 23, 2025factForm ADV
← ZACHARY JONATHAN LOGAN WIKAdvisorregistration: previous registration
May 7, 2021 to Mar 10, 2025factForm ADV
← CHRISTOPHER M MORTVEDTAdvisorregistration: previous registration
Feb 17, 2021 to Jul 29, 2024factForm ADV
← JOHN HENRY BOYLEAdvisorregistration: previous registration
Dec 14, 2021 to May 9, 2022factForm ADV
← Tyler Robert HowarthAdvisorregistration: previous registration
Dec 3, 2018 to May 31, 2019factForm ADV

Moved with (2)

→ REVEL WEALTH PARTNERSRegistered adviser2 advisors, team lift out, same day
May 29, 2026 to Jun 17, 2026factForm ADV
← IRONWOOD FINANCIAL, LLCRegistered adviser4 advisors, team lift out, same day
Feb 3, 2016 to Mar 9, 2016factForm ADV

Controls (4)

← MAREK, ALEXANDER, DAVIDOwnerOWNER, ownership code C, individual
May 6, 2015 to Mar 26, 2024factForm ADV
← CASE, RYDAN, DURANTOwnerOWNER, ownership code C, individual
May 6, 2015 to Mar 26, 2024factForm ADV
← KENEFICK-ROGERS, CEAN, NICHOLASOwnerOWNER, ownership code C, individual
May 6, 2015 to Mar 26, 2024factForm ADV
← IRONWOOD WEALTH MANAGEMENT HOLDINGS, LLCOwnerOWNER, ownership code D, domestic entity
Mar 23, 2020 to Mar 26, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 29, 2026
Team lift-out
2 advisors left Ironwood Wealth Management, LLC (Phoenix, AZ) for Revel Wealth Partners on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
May 29, 2026
Advisor changed firm
Lauren Alyss Frist left Ironwood Wealth Management, Llc for Revel Wealth Partners (registered 2026-06-17)
Form ADVobserved 4 days ago
Occurred
May 29, 2026
Advisor changed firm
Marcus Edward Hugo left Ironwood Wealth Management, Llc for Revel Wealth Partners (registered 2026-06-17)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2026
Advisor changed firm
Rodney Weeks left Ironwood Wealth Management, Llc for Wlth Capital Management, Llc (registered 2026-05-21)
Form ADVobserved 4 days ago
Occurred
May 23, 2025
Advisor changed firm
Cean Nicholas Kenefick-Rogers left Ironwood Wealth Management, Llc for Wlth Capital Management, Llc (registered 2025-04-28)
Form ADVobserved 4 days ago
Occurred
Mar 10, 2025
Advisor changed firm
Zachary Jonathan Logan Wik left Ironwood Wealth Management, Llc for Vanguard Advisers, Inc. (registered 2025-04-02)
Form ADVobserved 4 days ago
Occurred
Jul 29, 2024
Advisor changed firm
Christopher M Mortvedt left Ironwood Wealth Management, Llc for Cresset Asset Management, Llc (registered 2024-09-05)
Form ADVobserved 4 days ago
Occurred
May 9, 2022
Advisor changed firm
John Henry Boyle left Ironwood Wealth Management, Llc for Atlas Lifestyle Planning Group Llc (registered 2022-12-16)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Ironwood Wealth Management, Llc reported RAUM $541.2M, up 35% from $400.5M (2021-11-30 to 2022-03-29)
Form ADVobserved 4 days ago
$141M
Occurred
Nov 17, 2021
Control person left
Jeff Tolonen (Owner) no longer on Schedule A of Ironwood Wealth Management, Llc (listed 2021-10-20, absent 2021-11-17)
Form ADVobserved 4 days ago
Occurred
Mar 15, 2021
Regulatory AUM changed
Ironwood Wealth Management, Llc reported RAUM $400.5M, up 34% from $299.9M (2020-09-04 to 2021-03-15)
Form ADVobserved 4 days ago
$101M
Occurred
Mar 23, 2020
Control person joined
Jeff Tolonen (Owner) appeared on Schedule A of Ironwood Wealth Management, Llc
Form ADVobserved 4 days ago
Occurred
May 6, 2015
First Form ADV filing
Ironwood Financial Phoenix, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Mar 15, 2021
Ironwood Wealth Management, Llc reported 1 offices beyond its principal office, down from 6 (2020-09-04 to 2021-03-15)
Occurred
Sep 4, 2020
Ironwood Wealth Management, Llc reported 6 offices beyond its principal office, up from 1 (2020-08-03 to 2020-09-04)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c438ccfc-6c78-dc40-a9fc-85b193cdde7d
First observed: May 6, 2015
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IRONWOOD WEALTH MANAGEMENT, LLC

CRD 200511

CHANDLER, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c438ccfc-6c78-dc40-a9fc-85b193cdde7d

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:24 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RYDAN DURANT CASE

Certified Financial Planner|Chartered Financial Consultant

Laguna Niguel, CA | CHANDLER, AZ

RICHARD ERIK WAGNER

Certified Financial Planner|Chartered Financial Consultant

CHANDLER, AZ

ALEXANDER DAVID MAREK

n/a

CHANDLER, AZ

EDWARD P. PAROLISI

n/a

CHANDLER, AZ | RYE, NH

Jonathan Craig Moore

Certified Financial Planner|Chartered Financial Consultant

CHANDLER, AZ

n/a

Shelby Newell

Certified Financial Planner

CHANDLER, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASE, RYDAN, DURANT

Partner

yes

04/2006

May 6, 2015

Mar 26, 2024

CASE, RYDAN, DURANT

Owner

yes

01/2020

May 6, 2015

Mar 26, 2024

IRONWOOD WEALTH MANAGEMENT HOLDINGS, LLC

Owner

yes

01/2020

Mar 23, 2020

Mar 26, 2024

KENEFICK-ROGERS, CEAN, NICHOLAS

Owner

yes

01/2020

May 6, 2015

Mar 26, 2024

KENEFICK-ROGERS, CEAN, NICHOLAS

CEO & FOUNDER & CCO (05/2015)

yes

04/2006

May 6, 2015

Mar 26, 2024

MAREK, ALEXANDER, DAVID

Owner

yes

01/2020

May 6, 2015

Mar 26, 2024

MAREK, ALEXANDER, DAVID

Partner

yes

04/2006

May 6, 2015

Mar 26, 2024

City

State

Country

Employees

Also broker-dealer

LAGUNA NIGUEL

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$608M

$603M

n/a

2024

Mar 5, 2025

$662M

$656M

n/a

2023

Mar 26, 2024

$618M

$610M

n/a

2022

Mar 27, 2023

$540M

$536M

n/a

2021

Mar 29, 2022

$541M

$536M

n/a

2020

Mar 15, 2021

$401M

$399M

n/a

2019

Mar 23, 2020

$300M

$296M

n/a

2018

Mar 20, 2019

$237M

$234M

n/a

2017

Mar 30, 2018

$244M

$237M

n/a

2016

Mar 3, 2017

$204M

$201M

n/a

2015

Feb 23, 2016

$154M

$151M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$608M

$662M

-8.2%

$540M

4.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

REVEL WEALTH PARTNERS

May 29, 2026

Jun 17, 2026

PHOENIX, AZ

Team lift out

RIA to state RIA

28.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

IRONWOOD FINANCIAL, LLC

Feb 3, 2016

Mar 9, 2016

TUCSON, AZ

Team lift out

Other

44.4%