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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

LISA LYNN LOPACINSKI

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Milwaukee, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 14, 2010
First registration: Jan 15, 2010
Dual registered: yes, broker-dealer
Other names: LISA LYNN MITTELSTAEDT|LISA LYNN MITTELSTAEDT
IAPD individual key: 3215603

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 17, 2025	n/a	yes	Milwaukee, WI	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 19, 2015	Jan 11, 2017	no	Brookfield, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 19, 2011	May 20, 2015	no	HARTLAND, WI\|FORT MILL, SC\|HARTLAND, WI\|OCONOMOWOC, WI\|DOUSMAN, WI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 15, 2010	Apr 15, 2011	no	BROOKFIELD, WI	Previous registration
EDWARD JONES	National bd RIA	Jan 15, 2010	Jun 29, 2010	no	ST LOUIS, MO\|WEST ALLIS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jan 11, 2017	Jan 17, 2025	2,928	Firm change after gap	Other
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 20, 2015	May 19, 2015	-1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Apr 15, 2011	Apr 19, 2011	4	Firm change	Other
EDWARD JONES	CHASE INVESTMENT SERVICES CORP.	Jun 29, 2010	Oct 15, 2010	108	Firm change	Other

Relationships

Registered with (5)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 19, 2015 to Jan 11, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 19, 2011 to May 20, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 15, 2010 to Apr 15, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 15, 2010 to Jun 29, 2010factForm ADV

Dated events

No dated event names this entity yet.