This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$706MItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$667M

Private client RAUM

$674MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$177Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,394

Individual clients

404

High net worth clients

166

Custody, client assets

$108M

SEC number

801-120425

CRD

312350

Filings on the tape

13

First filed

Feb 1, 2021

Latest filed

Aug 17, 2026

Organised

Limited Liability Company, DE

Website

northcapewm.com

• Occurred

  Feb 1, 2021
  First Form ADV filing

  North Cape Wealth Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c0785c76-a5d1-0843-3f48-04b894bb1598

First observed

Feb 1, 2021

Last observed

Aug 17, 2026 35 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.