K•••• J• K•••••

Advisor at N•••••••• W••••• M•••••••••

WILLIAMSVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2515c573-8733-e0a3-f928-1d75e3ed05b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• W••••• M•••••••••	Independent wealth	May 23, 2021	n/a	yes	WILLIAMSVILLE, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 17, 2008	May 24, 2021	no	WILLIAMSVILLE, NY\|LOCKPORT, NY\|WILLIAMSVILLE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N•••••••• W••••• M•••••••••	May 24, 2021	May 23, 2021	-1	Firm change	Wirehouse to new firm
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Jul 24, 2008	Jul 17, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:312350:NY:2021-05-21	May 24, 2021	May 23, 2021	WILLIAMSVILLE, NY	Firm change

Relationships

Registered with (4)

→ N•••••••• W••••• M•••••••••Registered adviserregistration: current employment
May 23, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 17, 2008 to May 24, 2021factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 21, 2007 to Jul 24, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2515c573-8733-e0a3-f928-1d75e3ed05b1
First observed: Sep 20, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.