DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••••••• F•••••••• S•••••••• I•••
LAKE CITY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2006 | n/a | yes | LAKE CITY, FL | Current employment |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Mar 25, 2015 | Apr 8, 2015 | no | LAKE CITY, FL|HOUSTON, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••• F•••••••• G••••• I••• | n/a | Apr 8, 2015 | n/a | n/a | Departure no registered destination | Departure |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | N••• F•••••••• G••••• I••• | Nov 11, 2010 | Mar 25, 2015 | 1,595 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jun 28, 2006 | Nov 11, 2010 | no | LAKE CITY, FL | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Mar 28, 2005 | May 9, 2006 | no | FAIRFIELD, IA | Previous registration |
| C•••••••• I••••••••• R•••••••• I••• | n/a | Feb 9, 2001 | Mar 28, 2005 | no | LAKE CITY, FL | Previous registration |
| Firm change after gap |
| Other |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | G•••••••• F•••••••• S•••••••• I••• | May 9, 2006 | Jan 2, 2006 | -127 | Firm change after gap | Other |
| C•••••••• I••••••••• R•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |