DFX Intelligence
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Registered advisor
J••• G••••• K•••••••••
Feed of 09/14/2026
Also filed as J••• G• K•••••••••
At current firm
20 y
since Jan 2, 2006
In the industry
34 y
since Apr 1, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••••• F•••••••• S•••••••• I••• former currentsince Jan 2, 2006 · Lake City, Fl
- N••• F•••••••• G••••• I••• formerMar 25, 2015 to Apr 8, 2015 · Lake City, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 28, 2006 to Nov 11, 2010 · Lake City, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to May 9, 2006 · Fairfield, Ia
- C•••••••• I••••••••• R•••••••• I••• unclassifiedFeb 9, 2001 to Mar 28, 2005 · Lake City, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to no registered destinationleft Apr 8, 2015 · Departure, no registered destination
- C•••••••• I••••••••• R••••••• A•••••••• I••• to N••• F•••••••• G••••• I•••left Nov 11, 2010, registered Mar 25, 2015 (1595 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to G•••••••• F•••••••• S•••••••• I•••left May 9, 2006, registered Jan 2, 2006 (-127 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address