DFX Intelligence
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Reading the graph
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Advisor at W••••• A•••••••• L••
ORINDA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• A•••••••• L•• | Other adviser | Jan 1, 2025 | n/a | yes | ORINDA, CA | Current employment |
| W••••• A•••••••• L•• | n/a | Jun 30, 2008 | Oct 21, 2008 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• A•••••••• L•• | W••••• A•••••••• L•• | Oct 21, 2008 | Jan 1, 2025 | 5,916 | Firm change after gap | Other |
| S••••••• I••••••••• I••• | W••••• A•••••••• L•• | Oct 13, 2006 | Jun 30, 2008 |
| S••••••• I••••••••• I••• | Former SEC adviser | Jan 23, 2006 | Oct 13, 2006 | no | IRVINE, CA | Previous registration |
| 626 |
| Firm change after gap |
| Other |