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CRD 148242
ORINDA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEVE HAYDON MILLER | n/a | Incline Village, NV | 16 | 23 | 2 | no |
| ROBERT DANIEL PERUSSINA | n/a | ORINDA, CA | 14 | 32 | 1 | no |
| PATRICK GAYNOR | n/a | Orinda, CA | PLEASANTON, CA | 8 | 24 | 1 | no |
| GREGORY JOSEPH CHRISTIAN | n/a | Reno, NV | ORINDA, CA | Sagle, ID | 3 | 38 | 1 | no |
| THOMAS CHRISTOPHER LAMBERT | Chartered Financial Consultant | ORINDA, CA | 1 | 39 | 2 | no |
| JOHN COLE WILLIAMS | n/a | ORINDA, CA | 1 | 29 | 2 | no |
| SHEVICK AVALON VANDERWEY | n/a | OAKLAND, CA | 1 | 14 | n/a | no |
| TIMOTHY K CHAN | n/a | ORINDA, CA | 0 | 20 | 1 | no |
| WILLIAM KIM | n/a | ORINDA, CA | 0 | 25 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| FERDINAND ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 18, 2023 | Apr 2, 2024 |
| FOCUS FINANCIAL PARTNERS INC. | Member | E | yes | 07/2018 | Aug 17, 2018 | Apr 2, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Mar 22, 2012 | Apr 2, 2024 |
| FOCUS OPERATING, LLC | Member | E | yes | 07/2008 | Mar 22, 2012 | Apr 2, 2024 |
| SZU, RENEE, TAILING | President | Na | yes | 08/2008 | Mar 22, 2012 | Apr 2, 2024 |
| WILLIAMS, JOHN, COLE | CHIEF COMPLIANCE OFFICER | Na | no | 05/2011 | Mar 22, 2012 | Apr 2, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Reno | Nv | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $1.2B | $1.2B | 10 | 8 | 2 | n/a | n/a |
| 2024 | Mar 27, 2025 | $1.1B | $1.1B | 10 | 8 | 2 | n/a | n/a |
| 2023 | Mar 29, 2024 | $926M | $926M | 10 | 8 | 1 | n/a | n/a |
| 2022 | May 2, 2023 | $800M | $800M | 10 | 8 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $924M | $922M | 10 | 8 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $842M | $842M | 10 | 8 | 1 | n/a | n/a |
| 2019 | Mar 31, 2020 | $1.0B | $1.0B | 10 | 8 | 1 | n/a | n/a |
| 2018 | Mar 26, 2019 | $908M | $908M | 10 | 8 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $688M | $207M | 10 | 8 | 1 | n/a | n/a |
| 2016 | Mar 27, 2017 | $153M | $153M | 11 | 9 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $158M | $158M | 13 | 11 | n/a | n/a | n/a |
| 2014 | Feb 23, 2015 | $753M | $197M | 15 | 14 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $705M | $186M | 15 | 14 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $603M | $438M | 16 | 13 | n/a | n/a | n/a |
| 2011 | Mar 22, 2012 | $657M | $518M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 4 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $1.1B | 11.6% | $800M | 14.7% | 10 | 10 | 2 | 2 |