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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

SCOTT ANDREW VALENTINE

Advisor at LPL ENTERPRISE, LLC

MELVILLE, NY

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Search this name across graphsid dfx:ria:c08afe2c-60c9-3f09-932a-49675054c8ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 7, 2003
First registration: Oct 6, 2006
Dual registered: yes, broker-dealer
Other names: SCOTT ANDREW VALENTINE|Scott Valentine
IAPD individual key: 2334877

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	MELVILLE, NY	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 20, 2024	Nov 14, 2024	no	Riverhead, NY\|Forest Hills, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 15, 2022	Apr 18, 2024	no	Port Jefferson, NY\|Smithtown, NY\|BAYSHORE, NY\|Bay Shore, NY\|Farmingdale, NY\|East Farmingdale, NY\|Holbrook, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 19, 2016	Dec 2, 2022	no	FRANKLIN SQUARE, NY\|HAUPPAUGE, NY\|WOODBURY, NY\|EAST NORTHPORT, NY\|COMMACK, NY\|HUNTINGTON STATION, NY\|HAUPPAUGE, NY\|ISLANDIA, NY\|SHIRLEY, NY\|RONKONKOMA, NY\|RONKONKOMA, NY\|NORTH BABYLON, NY\|Shirley, NY\|DEER PARK, NY\|HICKSVILLE, NY\|ISLANDIA, NY\|WYANDANCH, NY\|HICKSVILLE, NY\|WESTBURY, NY\|WEST BABYLON, NY\|DEER PARK, NY	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Feb 22, 2016	no	SEATTLE, WA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Apr 7, 2014	Jan 28, 2015	no	MELVILLE, NY\|SOUTHAMPTON, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 17, 2010	Mar 31, 2014	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 6, 2006	Oct 27, 2010	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
CITIGROUP GLOBAL MARKETS INC.	PRUCO SECURITIES, LLC	Apr 18, 2024	Jun 20, 2024	63	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CITIGROUP GLOBAL MARKETS INC.	Dec 2, 2022	Nov 15, 2022	-17	Firm change	RIA to ibd
CAPITAL ONE ADVISORS, LLC	LPL FINANCIAL LLC	Feb 22, 2016	Feb 19, 2016	-3	Firm change	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
MSI FINANCIAL SERVICES, INC.	CAPITAL ONE FINANCIAL ADVISORS LLC	Mar 31, 2014	Apr 7, 2014	7	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	Oct 27, 2010	Nov 17, 2010	21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7059:5685:NY:2024-04-18	Apr 18, 2024	Jun 20, 2024	HOLBROOK, NY	Firm change
136865:6413:WA:2016-02-22	Feb 22, 2016	Feb 19, 2016	SEATTLE, WA	Firm change

Relationships

Registered with (8)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 20, 2024 to Nov 14, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 15, 2022 to Apr 18, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 19, 2016 to Dec 2, 2022factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Feb 22, 2016factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Apr 7, 2014 to Jan 28, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 17, 2010 to Mar 31, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 6, 2006 to Oct 27, 2010factForm ADV

Dated events

Occurred
Apr 18, 2024
Advisor changed firm
Scott Andrew Valentine left Citigroup Global Markets Inc. for Pruco Securities, Llc (registered 2024-06-20)
Form ADVobserved 6 days ago
Occurred
Dec 2, 2022
Advisor changed firm
Scott Andrew Valentine left Lpl Financial Llc for Citigroup Global Markets Inc. (registered 2022-11-15)
Form ADVobserved 6 days ago