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RIA / WealthAdvisor28 years in industry

Brian Thomas Bothe

Advisor at AMERITY WEALTH MANAGEMENT, LLC

Naples, FL

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Search this name across graphsid dfx:ria:c08dc8fd-450f-1348-505e-4227fc22f7cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERITY WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Jan 5, 1998
First registration: Sep 4, 2001
Dual registered: no
Other names: BRIAN T BOTHE|BRIAN THOMAS BOTHE|Brian Bothe
IAPD individual key: 2962893

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERITY WEALTH MANAGEMENT, LLC	Independent wealth	Aug 25, 2026	n/a	yes	Naples, FL	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Dec 6, 2024	Jul 14, 2026	no	BEDMINSTER, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 19, 2022	Nov 19, 2024	no	SHORT HILLS, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 27, 2019	May 4, 2021	no	FLORHAM PARK, NJ\|NEW YORK, NY	Previous registration
CHEVY CHASE FINANCIAL SERVICES	n/a	Jan 23, 2004	May 10, 2004	no	BETHESDA, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 4, 2001	Jan 20, 2004	no	MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	AMERITY WEALTH MANAGEMENT, LLC	Jul 14, 2026	Aug 25, 2026	42	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL ENTERPRISE, LLC	Nov 19, 2024	Dec 6, 2024	17	Firm change	Wirehouse to new firm
CHEVY CHASE FINANCIAL SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 10, 2004	Sep 27, 2019	5,618	Firm change after gap	Other
MORGAN STANLEY DW INC.	CHEVY CHASE FINANCIAL SERVICES	Jan 20, 2004	Jan 23, 2004	3	Firm change	Other

Relationships

Registered with (5)

→ AMERITY WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Dec 6, 2024 to Jul 14, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 19, 2022 to Nov 19, 2024factForm ADV
→ CHEVY CHASE FINANCIAL SERVICESRegistered adviserregistration: previous registration
Jan 23, 2004 to May 10, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 4, 2001 to Jan 20, 2004factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
Brian Thomas Bothe left Lpl Enterprise, Llc for Amerity Wealth Management, Llc (registered 2026-08-25)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2024
Advisor changed firm
Brian Thomas Bothe left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Enterprise, Llc (registered 2024-12-06)
Form ADVobserved 4 days ago