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Advisor at NEUBERGER BERMAN BD LLC
NEW YORK, NY | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | No RAUM reported | Sep 12, 2023 | n/a | yes | New York, NY|NEW YORK, NY | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 15, 2021 | Jun 16, 2022 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | NEUBERGER BERMAN BD LLC | Jun 16, 2022 | Sep 12, 2023 | 453 | Firm change after gap | Other |