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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 2, 2007 | n/a | yes | FRISCO, TX | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Sep 22, 2006 | Sep 5, 2007 | no | ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 5, 2007 | Oct 2, 2007 | 27 | Firm change | Other |