DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Bradenton, FL | Washington, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | May 1, 2025 | n/a | yes | Washington, IL|Bradenton, FL | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 6, 2025 | May 16, 2025 | no | WASHINGTON, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | May 16, 2025 | May 1, 2025 | -15 | Firm change | Ibd to ibd |
| I• A••••••• S•••••••• I••• | L•• F•••••••• L•• | Mar 12, 2025 | Mar 6, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:134139:IL:2025-05-16 | May 16, 2025 | May 1, 2025 | WASHINGTON, IL | Firm change |
| I• A••••••• S•••••••• I••• | Former SEC adviser | Aug 11, 2021 | Mar 12, 2025 | no | WASHINGTON, IL|BEDMINSTER, NJ | Previous registration |
| U••••• S••••••••• A•••••••• I••• | n/a | Jan 23, 2008 | Dec 31, 2010 | no | ENGLEWOOD, CO | Previous registration |
| U••••• S••••••••• A•••••••• I••• | n/a | Apr 27, 2007 | Dec 31, 2007 | no | ENGLEWOOD, CO | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Mar 1, 2007 | Aug 18, 2021 | no | WASHINGTON, IL | Previous registration |
| U••••• S••••••••• A•••••••• I••• | n/a | Jun 24, 2003 | Mar 1, 2007 | no | GREENWOOD VILLAGE, CO|WASHINGTON, IL | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Nov 29, 1997 | Jun 27, 2003 | no | WASHINGTON, IL | Previous registration |
| -6 |
| Bulk transfer |
| Ibd to ibd |
| O•••• W•••••• I••• | U••••• S••••••••• A•••••••• I••• | Aug 18, 2021 | Apr 27, 2007 | -5,227 | Firm change after gap | Other |
| U••••• S••••••••• A•••••••• I••• | I• A••••••• S•••••••• I••• | Dec 31, 2010 | Aug 11, 2021 | 3,876 | Firm change after gap | Other |
| U••••• S••••••••• A•••••••• I••• | O•••• W•••••• I••• | Mar 1, 2007 | Mar 1, 2007 | 0 | Firm change | Other |
| C••••• A••••••• L•• | U••••• S••••••••• A•••••••• I••• | Jun 27, 2003 | Jun 24, 2003 | -3 | Firm change | Other |