DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey L Alexander

Cambridge Investment Research Advisors, Inc.BD affiliatedBradenton, Fl dual registrantIAPD 2776

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Jeffrey Lee Alexander

At current firm

1 y

since May 1, 2025

In the industry

53 y

since Sep 1, 1973 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since May 1, 2025 · Washington, Il
LPL Financial LLC BD affiliated
Mar 6, 2025 to May 16, 2025 · Washington, Il
Ic Advisory Services, Inc. former
Aug 11, 2021 to Mar 12, 2025 · Washington, Il
United Securities Alliance, Inc. unclassified
Jan 23, 2008 to Dec 31, 2010 · Englewood, Co
United Securities Alliance, Inc. unclassified
Apr 27, 2007 to Dec 31, 2007 · Englewood, Co
Osaic Wealth, Inc. BD affiliated
Mar 1, 2007 to Aug 18, 2021 · Washington, Il
United Securities Alliance, Inc. unclassified
Jun 24, 2003 to Mar 1, 2007 · Greenwood Village, Co
Cetera Advisors LLC former
Nov 29, 1997 to Jun 27, 2003 · Washington, Il

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Cambridge Investment Research Advisors, Inc.
left May 16, 2025, registered May 1, 2025 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
Ic Advisory Services, Inc. to LPL Financial LLC
left Mar 12, 2025, registered Mar 6, 2025 (-6 days) · corporate re-registration, not a move
Osaic Wealth, Inc. to United Securities Alliance, Inc.
left Aug 18, 2021, registered Apr 27, 2007 (-5227 days) · Other
United Securities Alliance, Inc. to Ic Advisory Services, Inc.
left Dec 31, 2010, registered Aug 11, 2021 (3876 days) · Other
United Securities Alliance, Inc. to Osaic Wealth, Inc.
left Mar 1, 2007, registered Mar 1, 2007 (0 days) · Other
Cetera Advisors LLC to United Securities Alliance, Inc.
left Jun 27, 2003, registered Jun 24, 2003 (-3 days) · Other

Signals

Jeffrey L Alexander left Lpl Financial Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-05-01)
May 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 53derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address