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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 4, 2024 | n/a | yes | SAN DIEGO, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 21, 2023 | Mar 20, 2024 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 20, 2024 | Apr 4, 2024 | 15 | Firm change | Ibd to wirehouse |