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Advisor at LPL ENTERPRISE, LLC
LYNCHBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Mar 2, 2026 | n/a | yes | LYNCHBURG, VA | Current employment |
| ESI FINANCIAL ADVISORS | Independent wealth | Aug 21, 2018 | Mar 3, 2026 | no | LYNCHBURG, VA|ROANOKE, VA|LYNCHBURG, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 31, 2018 | Aug 28, 2018 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | LPL ENTERPRISE, LLC | Mar 3, 2026 | Mar 2, 2026 | -1 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ESI FINANCIAL ADVISORS | Aug 28, 2018 | Aug 21, 2018 | -7 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 265:8733:VA:2026-03-03 | Mar 3, 2026 | Mar 2, 2026 | LYNCHBURG, VA | Firm change |