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Advisor at LPL FINANCIAL LLC
BROOKLYN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 8, 2025 | n/a | yes | BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 9, 2023 | Dec 5, 2025 | no | Flushing, NY|Brooklyn, NY | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jul 10, 2015 | Feb 9, 2021 | no | ROSEDALE, NY|WEBSTER, NY | Previous registration |
| UNITED ADVISORS | Former SEC adviser | Jan 27, 2015 | Nov 23, 2015 | no | ASTORIA, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Nov 24, 2014 | no | ASTORIA, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 6, 2007 | Oct 1, 2012 | no | NEW YORK, NY|ASTORIA, NY|ASTORIA, NY|GLEN OAKS, NY|ASTORIA, NY|FLUSHING, NY|COLLEGE POINT, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | LPL FINANCIAL LLC | Dec 5, 2025 | Dec 8, 2025 | 3 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Feb 9, 2021 | Aug 9, 2023 | 911 | Firm change after gap | Ibd to ibd |
| UNITED ADVISORS | CETERA ADVISORS LLC | Nov 23, 2015 | Jul 10, 2015 | -136 | Firm change after gap | Other |
| J.P. MORGAN SECURITIES LLC | UNITED ADVISORS | Nov 24, 2014 | Jan 27, 2015 | 64 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |