DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Barry Dee
At current firm
0 y
since Dec 8, 2025
In the industry
22 y
since Aug 30, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 8, 2025 · Brooklyn, Ny
- Allstate Financial Advisors, LLC BD affiliatedAug 9, 2023 to Dec 5, 2025 · Flushing, Ny
- Cetera Advisors LLC formerJul 10, 2015 to Feb 9, 2021 · Rosedale, Ny
- United Advisors formerJan 27, 2015 to Nov 23, 2015 · Astoria, Ny
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Nov 24, 2014 · Astoria, Ny
- Chase Investment Services Corp. formerNov 6, 2007 to Oct 1, 2012 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Allstate Financial Advisors, LLC to LPL Financial LLCleft Dec 5, 2025, registered Dec 8, 2025 (3 days) · Affiliated broker-dealer or bank to another
- Cetera Advisors LLC to Allstate Financial Advisors, LLCleft Feb 9, 2021, registered Aug 9, 2023 (911 days) · Affiliated broker-dealer or bank to another
- United Advisors to Cetera Advisors LLCleft Nov 23, 2015, registered Jul 10, 2015 (-136 days) · Other
- J.P. Morgan Securities LLC to United Advisorsleft Nov 24, 2014, registered Jan 27, 2015 (64 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Korsa Nzidee left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2025-12-08)Dec 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address