DFX Intelligence

K••••• E••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

K••••• E••••• K••••••

Advisor at R••• P•••••• W••••• M•••••••••

BEDFORD, NH | Chester, NH

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Search this name across graphsid dfx:ria:c0c681ff-6e2e-c001-fc85-e47d14454ea3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• P•••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 30, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• P•••••• W••••• M•••••••••	Former SEC adviser	Sep 10, 2026	n/a	yes	BEDFORD, NH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 7, 2012	n/a	yes	BEDFORD, NH\|Chester, NH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	A••••••••• F•••••••• S•••••••• L••	Aug 16, 2012	Sep 7, 2012	22	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ R••• P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 7, 2012 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jun 1, 2009 to Aug 16, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0c681ff-6e2e-c001-fc85-e47d14454ea3
First observed: Jun 1, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.