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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

KIMELMAN & BAIRD, LLC

CRD 2440

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0cad742-4f50-ef03-4dc5-dcda024a9f3b

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Apr 1, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $370Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 490
Individual clients: 129
High net worth clients: 113
SEC number: 801-9182
CIK: 55798
CRD: 2440
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Apr 1, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SAPAN "NMN" VYAS	n/a	NEW YORK, NY	5	25	n/a	yes
YASMEEN SOLLEE MOCK	n/a	NEW YORK, NY	5	24	n/a	yes
SCOTT CHARLES KIMELMAN	n/a	NEW YORK, NY	5	32	n/a	yes
SHEILA MAUREEN BAIRD	n/a	NEW YORK, NY	5	59	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAIRD, SHEILA MAUREEN	Member	B	yes	04/1995	Apr 1, 2026	Apr 1, 2026
KIMELMAN, SCOTT CHARLES	Member	D	yes	04/2013	Apr 1, 2026	Apr 1, 2026
MOCK, YASMEEN SOLLEE	Member	B	no	01/2016	Apr 1, 2026	Apr 1, 2026
VYAS, SAPAN "NMN"	MEMBER, FINOP	B	no	01/2016	Apr 1, 2026	Apr 1, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$1.5B	$1.5B	9	6	0	n/a	n/a
2024	Mar 27, 2025	$1.4B	$1.4B	7	4	0	n/a	n/a
2023	Mar 26, 2024	$1.4B	$1.4B	8	6	0	n/a	n/a
2022	Mar 29, 2023	$1.3B	$1.3B	7	5	0	n/a	n/a
2021	Jan 28, 2022	$1.5B	$1.5B	7	5	0	n/a	n/a
2020	Mar 22, 2021	$1.1B	$1.1B	7	4	0	n/a	n/a
2019	Mar 20, 2020	$998M	$998M	7	4	0	n/a	n/a
2018	Mar 28, 2019	$826M	$826M	7	4	0	n/a	n/a
2017	Mar 27, 2018	$891M	$891M	7	4	0	n/a	n/a
2016	Mar 31, 2017	$788M	$788M	7	4	n/a	n/a	n/a
2015	Mar 25, 2016	$723M	$723M	7	4	n/a	n/a	n/a
2014	Mar 27, 2015	$762M	$762M	8	5	n/a	n/a	n/a
2013	Mar 26, 2014	$744M	$744M	8	5	n/a	n/a	n/a
2012	Mar 20, 2013	$623M	$623M	8	5	n/a	n/a	n/a
2011	Mar 30, 2012	$598M	$598M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.4B	3.4%	$1.3B	5.7%	9	7	0	0

Relationships

Registered with (4)

← SHEILA MAUREEN BAIRDAdvisorregistration: current employment
Jul 15, 2021 to presentfactForm ADV
← SCOTT CHARLES KIMELMANAdvisorregistration: current employment
Jun 17, 2021 to presentfactForm ADV
← SAPAN "NMN" VYASAdvisorregistration: current employment
Jun 7, 2021 to presentfactForm ADV
← YASMEEN SOLLEE MOCKAdvisorregistration: current employment
Jun 7, 2021 to presentfactForm ADV

Controls (2)

← BAIRD, SHEILA MAUREENOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 30, 2012 to Nov 22, 2024factForm ADV
← KIMELMAN, SCOTT CHARLESOwnerMEMBER, ownership code D, individual
Mar 26, 2014 to Nov 22, 2024factForm ADV

Owns (2)

← VYAS, SAPAN "NMN"OwnerMEMBER, FINOP, ownership code B, individual
Mar 26, 2014 to Nov 22, 2024factForm ADV
← MOCK, YASMEEN SOLLEEOwnerMEMBER, ownership code B, individual
Mar 26, 2014 to Nov 22, 2024factForm ADV

Dated events

Occurred
Jan 28, 2022
Regulatory AUM changed
Kimelman & Baird, Llc reported RAUM $1.5B, up 34% from $1.1B (2021-08-19 to 2022-01-28)
Form ADVobserved 4 days ago
$393M
Occurred
Jan 28, 2022
Control person left
Michael G Kimelman (Member, Cfo) no longer on Schedule A of Kimelman & Baird, Llc (listed 2021-08-19, absent 2022-01-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0cad742-4f50-ef03-4dc5-dcda024a9f3b
First observed: Mar 30, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KIMELMAN & BAIRD, LLC

CRD 2440

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0cad742-4f50-ef03-4dc5-dcda024a9f3b

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SAPAN "NMN" VYAS

n/a

NEW YORK, NY

n/a

yes

YASMEEN SOLLEE MOCK

n/a

NEW YORK, NY

n/a

yes

SCOTT CHARLES KIMELMAN

n/a

NEW YORK, NY

n/a

yes

SHEILA MAUREEN BAIRD

n/a

NEW YORK, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAIRD, SHEILA MAUREEN

Member

yes

04/1995

Apr 1, 2026

KIMELMAN, SCOTT CHARLES

Member

yes

04/2013

Apr 1, 2026

MOCK, YASMEEN SOLLEE

Member

01/2016

Apr 1, 2026

VYAS, SAPAN "NMN"

MEMBER, FINOP

01/2016

Apr 1, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$1.5B

n/a

2024

Mar 27, 2025

$1.4B

n/a

2023

Mar 26, 2024

$1.4B

n/a

2022

Mar 29, 2023

$1.3B

n/a

2021

Jan 28, 2022

$1.5B

n/a

2020

Mar 22, 2021

$1.1B

n/a

2019

Mar 20, 2020

$998M

n/a

2018

Mar 28, 2019

$826M

n/a

2017

Mar 27, 2018

$891M

n/a

2016

Mar 31, 2017

$788M

n/a

2015

Mar 25, 2016

$723M

n/a

2014

Mar 27, 2015

$762M

n/a

2013

Mar 26, 2014

$744M

n/a

2012

Mar 20, 2013

$623M

n/a

2011

Mar 30, 2012

$598M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.4B

3.4%

$1.3B

5.7%