DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• • B••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Apr 2, 1973
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$1.4B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$370M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.5B as of Apr 1, 2026
Mar 30, 2012$598M then
HNW client RAUM$1.3B as of Apr 1, 2026
Mar 27, 2018$778M then
State-registered IARs (5.B.3)4 as of Apr 1, 2026
Mar 20, 20133 then
Employees (5.A)9 as of Apr 1, 2026
Mar 20, 20138 then
Private funds: no history
RAUM +3.4% over the last fiscal year+5.7% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $370MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.8MderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.1%derived
- Compensation
- percentage of assets, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B90%
- Charitable organizations$92.5M6.3%
- Individuals$50.6M3.4%
- Pension and profit-sharing plans$1.8M0.1%
- Individual clients
- 129reported
- HNW clients
- 113reported
- Pension plan clients
- 1reported
- Charitable clients
- 6reported
- Accounts
- 490reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, commissionsreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• •••• V••• | New York, Ny | Jun 7, 2021 | 25 y | 0 |
| Y•••••• S••••• M••• | New York, Ny | Jun 7, 2021 | 24 y | 0 |
| S•••• C•••••• K••••••• | New York, Ny | Jun 17, 2021 | 32 y | 0 |
| S••••• M•••••• B•••• | New York, Ny | Jul 15, 2021 | 59 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• S••••• M•••••• · Membercontrolsince 04/1995 · owns 10% to 25%
- K•••••••• S•••• C•••••• · Membercontrolsince 04/2013 · owns 50% to 75%
- M•••• Y•••••• S••••• · Membersince 01/2016 · owns 10% to 25%
- V•••• S•••• •••• · Member, Finopsince 01/2016 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 6Mar 31, 2026 to Apr 1, 2026
- Employees · 7 to 9Mar 31, 2026 to Apr 1, 2026
- Accounts · 517 to 490May 30, 2025 to Mar 31, 2026
- Charity clients · 5 to 6May 30, 2025 to Mar 31, 2026
- HNW clients · 111 to 113May 30, 2025 to Mar 31, 2026
- Individual clients · 144 to 129May 30, 2025 to Mar 31, 2026
- Pension plan clients · unset to 1.0May 30, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 11-25May 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $1.5BMay 30, 2025 to Mar 31, 2026
- HNW RAUM · $1.3B to $1.3BMay 30, 2025 to Mar 31, 2026
- Individual RAUM · $54.4M to $50.6MMay 30, 2025 to Mar 31, 2026
- Pension RAUM · $1.7M to $1.8MMay 30, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.5BMay 30, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 26-50Mar 27, 2025 to May 30, 2025
- Accounts · 532 to 517Nov 22, 2024 to Mar 27, 2025
- BD registered reps · 6 to 5Nov 22, 2024 to Mar 27, 2025
- Charity clients · 6 to 5Nov 22, 2024 to Mar 27, 2025
- HNW clients · 117 to 111Nov 22, 2024 to Mar 27, 2025
- Individual clients · 152 to 144Nov 22, 2024 to Mar 27, 2025
- Employees · 8 to 7Nov 22, 2024 to Mar 27, 2025
- State-registered IARs · 6 to 4Nov 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.4B to $1.4BNov 22, 2024 to Mar 27, 2025
- HNW RAUM · $1.2B to $1.3BNov 22, 2024 to Mar 27, 2025
- Individual RAUM · $51.1M to $54.4MNov 22, 2024 to Mar 27, 2025
- Pension RAUM · $1.5M to $1.7MNov 22, 2024 to Mar 27, 2025
- RAUM · $1.4B to $1.4BNov 22, 2024 to Mar 27, 2025
- Advisory employees · 6 to 4Apr 4, 2024 to Nov 22, 2024
- BD registered reps · 4 to 6Apr 4, 2024 to Nov 22, 2024
- State-registered IARs · 4 to 6Apr 4, 2024 to Nov 22, 2024
- Accounts · 542 to 532Mar 29, 2023 to Mar 26, 2024
- Advisory employees · 5 to 6Mar 29, 2023 to Mar 26, 2024
- HNW clients · 118 to 117Mar 29, 2023 to Mar 26, 2024
- Employees · 7 to 8Mar 29, 2023 to Mar 26, 2024
- State-registered IARs · 5 to 4Mar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.3B to $1.4BMar 29, 2023 to Mar 26, 2024
- HNW RAUM · $1.1B to $1.2BMar 29, 2023 to Mar 26, 2024
- Individual RAUM · $56.9M to $51.1MMar 29, 2023 to Mar 26, 2024
- Pension RAUM · $1.2M to $1.5MMar 29, 2023 to Mar 26, 2024
- RAUM · $1.3B to $1.4BMar 29, 2023 to Mar 26, 2024
- Accounts · 527 to 542Jan 28, 2022 to Mar 29, 2023
Signals
2 dated events
- K••••••• • B••••• L•• reported RAUM $1.5B, up 34% from $1.1B (2021-08-19 to 2022-01-28)Jan 28, 2022 · RAUM change · derived
- Michael G Kimelman (Member, Cfo) no longer on Schedule A of K••••••• • B••••• L•• (listed 2021-08-19, absent 2022-01-28)Jan 28, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-686-0021reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kimelmanandbairdreportedpublic record, Form ADV, Sep 19, 2026
- Website
- kimelmanbaird.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-686-0021reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- kimelmanbaird.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- kimelmanbaird.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $370Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026