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Advisor at LPL FINANCIAL LLC
CRANSTON, RI | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 15, 2021 | n/a | yes | CRANSTON, RI|BOSTON, MA | Current employment |
| G. A. REPPLE & COMPANY | Bd affiliated wealth | Jan 6, 2020 | Jul 2, 2021 | no | CASSELBERRY, FL|CRANSTON, RI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Sep 11, 2019 | no | PROVIDENCE, RI|PROVIDENCE, RI|LINCOLN, RI|HINGHAM, MA|PROVIDENCE, RI|ATTLEBORO, MA|HINGHAM, MA|HINGHAM, MA|HYANNIS, MA|TAUNTON, MA|MYSTIC, CT|MYSTIC, CT|TAUNTON, MA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Feb 19, 2007 | Oct 23, 2009 | no | LINCOLN, RI|PROVIDENCE, RI|LINCOLN, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G. A. REPPLE & COMPANY | LPL FINANCIAL LLC | Jul 2, 2021 | Jul 15, 2021 | 13 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | G. A. REPPLE & COMPANY | Sep 11, 2019 | Jan 6, 2020 | 117 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |