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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

MAX KOHN BROWN

Advisor at ALLIANCEBERNSTEIN L.P.

Nashville, TN

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Search this name across graphsid dfx:ria:c0da4179-043a-bdcd-46ba-e80184c18229

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLIANCEBERNSTEIN L.P.
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 8, 2012
First registration: Sep 12, 2012
Dual registered: yes, broker-dealer
Other names: MAX BROWN III|MAX KOHN BROWN III|MAX KOHN BROWN|MAX KOHN BROWN|Max Brown
IAPD individual key: 6011777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLIANCEBERNSTEIN L.P.	Other adviser	Apr 9, 2019	n/a	yes	Nashville, TN	Current employment
PINNACLE FAMILY ADVISORS, LLC	Independent wealth	Jan 31, 2019	Mar 13, 2019	no	SPRINGFIELD, MO	Previous registration
HAYS ADVISORY, LLC	Former SEC adviser	Aug 10, 2016	Feb 3, 2017	no	FRANKLIN, TN	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Aug 19, 2014	Mar 29, 2016	no	FRANKLIN, TN\|DENVER, CO	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 27, 2014	Jun 3, 2014	no	TROY, MI	Previous registration
HANTZ FINANCIAL SERVICES, INC.	Independent wealth	Sep 12, 2012	Jun 18, 2013	no	SOUTHFIELD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PINNACLE FAMILY ADVISORS, LLC	ALLIANCEBERNSTEIN L.P.	Mar 13, 2019	Apr 9, 2019	27	Firm change	Other
HAYS ADVISORY, LLC	PINNACLE FAMILY ADVISORS, LLC	Feb 3, 2017	Jan 31, 2019	727	Firm change after gap	Other
CURIAN CAPITAL, LLC	HAYS ADVISORY, LLC	Mar 29, 2016	Aug 10, 2016	134	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CURIAN CAPITAL, LLC	Jun 3, 2014	Aug 19, 2014	77	Firm change	Other
HANTZ FINANCIAL SERVICES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jun 18, 2013	Jan 27, 2014	223	Firm change	Other

Relationships

Registered with (6)

→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: current employment
Apr 9, 2019 to presentfactForm ADV
→ PINNACLE FAMILY ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 31, 2019 to Mar 13, 2019factForm ADV
→ HAYS ADVISORY, LLCRegistered adviserregistration: previous registration
Aug 10, 2016 to Feb 3, 2017factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 19, 2014 to Mar 29, 2016factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jan 27, 2014 to Jun 3, 2014factForm ADV
→ HANTZ FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 12, 2012 to Jun 18, 2013factForm ADV

Dated events

No dated event names this entity yet.