DFX Intelligence

F•••••••• M••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)46 years in industry

F•••••••• M••• A•••••

Advisor at L•• F•••••••• L••

WHITMORE LAKE, MI

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Search this name across graphsid dfx:ria:c0dc1556-f1ba-0785-233f-ab521c49bd04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 20, 2025	n/a	yes	WHITMORE LAKE, MI	Current employment
L••••• I••••••••• S••••••••• L••	State registered	May 23, 2024	Jun 6, 2024	no	Whitmore Lake, MI\|METAIRIE, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• I••••••••• S••••••••• L••	L•• F•••••••• L••	Jun 6, 2024	May 20, 2025	348	Firm change	Other
C•••• C•••••• S••••••••• L•••	L••••• I••••••••• S••••••••• L••	Apr 30, 2024	May 23, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6312:117423:CA:2024-04-16	Apr 30, 2024	May 23, 2024	ORANGE, CA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 20, 2025 to presentfactForm ADV
→ L••••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
May 23, 2024 to Jun 6, 2024factForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Apr 8, 2010 to Apr 30, 2024factForm ADV

Dated events

Occurred
Jun 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0dc1556-f1ba-0785-233f-ab521c49bd04
First observed: Apr 8, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.