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CRD 117423
METAIRIE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| E••• F••••••• | Chartered Financial Analyst | METAIRIE, LA | Metairie, LA | 3 | 13 | 4 | yes |
| D•••• M•••••• C•••••• | n/a | Hagerstown, MD | METAIRIE, LA | 2 | 32 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | n/a | 0 | 0 | 0 | 7 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••• W••••• A••••••• | 2 | Jun 1, 2026 | May 27, 2026 | BATON ROUGE, LA | Team lift out | Other | 25.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••• C•••••• S••••••••• L••• | 4 | Apr 16, 2024 | May 28, 2024 | LA PALMA, CA | Team lift out | Ibd to state RIA | 6.1% |
| yes |
| K•••• R••• G•••••• | n/a | METAIRIE, LA | La Palma, CA | 2 | 40 | 1 | yes |
| L•••••• C•••••• S•••• | n/a | METAIRIE, LA | Arcadia, CA | 2 | 40 | 1 | yes |
| D•••• R••••• T•••••• | Certified Financial Planner | La Palma, CA | METAIRIE, LA | 2 | 17 | 1 | yes |
| J••• K• D•••• | n/a | METAIRIE, LA | 0 | 10 | 2 | no |