DFX Intelligence

T•••• J• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

T•••• J• S•••••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Troy, MI

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Search this name across graphsid dfx:ria:c0ded827-85c2-ed0d-07da-363e72a8217d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jun 6, 2024	n/a	yes	Troy, MI\|NEW ORLEANS, LA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Jan 19, 2018	Dec 1, 2021	no	TROY, MI\|AUBURN HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	C••••• A•••••• N••••••• L••	Jun 6, 2024	Jan 19, 2018	-2,330	Firm change after gap	Other
C••••• A•••••• N••••••• L••	N•••••• A•••••••	Dec 1, 2021	Jun 6, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
155344:13572:MI:2024-06-06	Jun 6, 2024	Jan 19, 2018	GRAND RAPIDS, MI	Firm change after gap

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jun 6, 2024 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Mar 5, 2015 to Jun 6, 2024factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 19, 2018 to Dec 1, 2021factForm ADV
→ C•• A•••• M••••••••• I•••

Dated events

Occurred
Jun 6, 2024
A•••••• firm change
T•••• J• S••••••••• left C••• L•• for C••••• A•••••• N••••••• L•• (registered 2018-01-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0ded827-85c2-ed0d-07da-363e72a8217d
First observed: Jul 29, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.