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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JASON NORRISH

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Alamo, CA | WALNUT CREEK, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c0e0ac95-e40f-b68b-6e1d-4c55dc1142f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 14, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 14, 2000
First registration: Apr 26, 2002
Dual registered: yes, broker-dealer
Other names: JASON WEBER|JASON WILLIAM NORRISH
IAPD individual key: 2936042

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 1, 2022	n/a	yes	Alamo, CA\|LOS ANGELES, CA\|WALNUT CREEK, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 24, 2020	Nov 11, 2022	no	SAN FRANCISCO, CA\|WALNUT CREEK, CA\|SAN JOSE, CA	Previous registration
MORGAN STANLEY	Wirehouse	Apr 22, 2020	Aug 11, 2020	no	San Francisco, CA\|San Francisco, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 2, 2011	Jan 27, 2020	no	SAN JOSE, CA\|SAN LEANDRO, CA\|SANTA ROSA, CA\|CHARLOTTE, NC\|SAN LEANDRO, CA\|WALNUT CREEK, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Dec 6, 2010	no	OAKLAND, CA\|SAN RAMON, CA\|NAPA, CA\|OAKLAND, CA\|SANTA ROSA, CA\|OAKLAND, CA\|WALNUT CREEK, CA\|WALNUT CREEK, CA\|PLEASANTON, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 14, 2007	Oct 23, 2009	no	WALNUT CREEK, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 26, 2002	May 31, 2007	no	WALNUT CREEK, CA\|WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 11, 2022	Nov 1, 2022	-10	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Aug 11, 2020	Aug 24, 2020	13	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MORGAN STANLEY	Jan 27, 2020	Apr 22, 2020	86	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Dec 6, 2010	Jun 2, 2011	178	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	May 31, 2007	May 14, 2007	-17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:7691:CA:2022-11-10	Nov 11, 2022	Nov 1, 2022	SAN JOSE, CA	Firm change
19616:149777:CA:2020-01-15	Jan 27, 2020	Apr 22, 2020	WALNUT CREEK, CA	Firm change

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Dec 6, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 24, 2020 to Nov 11, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 22, 2020 to Aug 11, 2020factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 14, 2007 to Oct 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 26, 2002 to May 31, 2007factForm ADV

Dated events

Occurred
Nov 11, 2022
Advisor changed firm
Jason Norrish left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-01)
Form ADVobserved 4 days ago