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RIA / WealthAdvisor14 years in industry

EARL R. MILLER

Advisor at ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:c0e2d7c8-44dc-2a6f-0b4b-73168d32c12d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROFFMAN MILLER ASSOCIATES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 20, 2011
First registration: Oct 21, 2011
Dual registered: no
Other names: EARL MILLER
IAPD individual key: 5938949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROFFMAN MILLER ASSOCIATES INC	Independent wealth	Nov 14, 2018	n/a	yes	PHILADELPHIA, PA	Current employment
MAINLINE PRIVATE WEALTH, LLC	Former SEC adviser	Nov 14, 2014	Sep 21, 2018	no	WYNNEWOOD, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 2, 2013	Oct 22, 2014	no	MOORESTOWN, NJ	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Oct 21, 2011	Jun 6, 2013	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAINLINE PRIVATE WEALTH, LLC	ROFFMAN MILLER ASSOCIATES INC	Sep 21, 2018	Nov 14, 2018	54	Firm change	RIA to RIA
PNC WEALTH MANAGEMENT	MAINLINE PRIVATE WEALTH, LLC	Oct 22, 2014	Nov 14, 2014	23	Firm change	Other
ALLIANCEBERNSTEIN L.P.	PNC WEALTH MANAGEMENT	Jun 6, 2013	Jul 2, 2013	26	Firm change	Other

Relationships

Registered with (4)

→ ROFFMAN MILLER ASSOCIATES INCRegistered adviserregistration: current employment
Nov 14, 2018 to presentfactForm ADV
→ MAINLINE PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Nov 14, 2014 to Sep 21, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 2, 2013 to Oct 22, 2014factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Oct 21, 2011 to Jun 6, 2013factForm ADV

Dated events

No dated event names this entity yet.