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Advisor at RBC CAPITAL MARKETS, LLC
EDINA, MN | COTTAGE GROVE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 4, 2019 | n/a | yes | EDINA, MN|COTTAGE GROVE, MN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 12, 2017 | Mar 7, 2019 | no | EDINA, MN | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 25, 2013 | May 17, 2017 | no | ST. PAUL, MN | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jan 25, 2012 | Feb 20, 2013 | no | Edina, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RBC CAPITAL MARKETS, LLC | Mar 7, 2019 | Mar 4, 2019 | -3 | Firm change | Ibd to ibd |
| RBC CAPITAL MARKETS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 17, 2017 | May 12, 2017 | -5 | Firm change | Ibd to ibd |
| U.S. BANCORP INVESTMENTS, INC. | RBC CAPITAL MARKETS, LLC | Feb 20, 2013 | Feb 25, 2013 | 5 | Firm change | Other |