DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PERFORMANCE WEALTH
HINSDALE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PERFORMANCE WEALTH | Independent wealth | Jan 30, 2025 | n/a | yes | HINSDALE, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 9, 2024 | Feb 5, 2025 | no | CHICAGO, IL|Chicago, IL|NEW YORK, NY|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PERFORMANCE WEALTH | Feb 5, 2025 | Jan 30, 2025 | -6 | Firm change | Wirehouse to RIA |