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Advisor at SPIRE WEALTH MANAGEMENT, LLC
MCLEAN, VA | Frederick, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SPIRE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 28, 2019 | n/a | yes | MCLEAN, VA|Frederick, MD | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Aug 25, 2015 | Aug 28, 2019 | no | VIENNA, VA|Frederick, MD|FREDERICK, MD | Previous registration |
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Mar 1, 2012 | Aug 21, 2015 | no | RESTON, VA|FREDERICK, MD|ROCKVILLE, MD | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Aug 29, 2011 | no | ROCKVILLE, MD | Previous registration |
| VOSO FINANCIAL ADVISERS, LLC | n/a | Oct 24, 2007 | Dec 31, 2010 | no | FREDERICK, MD | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Oct 7, 2002 | Jan 2, 2009 | no | PONTE VERDA BEACH, FL|ROCKVILLE, MD|EASTON, MD | Previous registration |
| CWM FINANCIAL GROUP, INC. | Former SEC adviser | Aug 19, 1998 | Sep 28, 2002 | no | GAITHERSBURG, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | SPIRE WEALTH MANAGEMENT, LLC | Aug 28, 2019 | Aug 28, 2019 | 0 | Firm change | Ibd to ibd |
| CAPITOL SECURITIES MANAGEMENT, INC. | OSAIC FA, INC. | Aug 21, 2015 | Aug 25, 2015 | 4 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CAPITOL SECURITIES MANAGEMENT, INC. | Aug 29, 2011 | Mar 1, 2012 | 185 | Firm change | Other |
| VOSO FINANCIAL ADVISERS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 31, 2010 | Jan 2, 2009 | -728 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | VOSO FINANCIAL ADVISERS, LLC | Jan 2, 2009 | Oct 24, 2007 | -436 | Firm change after gap | Other |
| CWM FINANCIAL GROUP, INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Sep 28, 2002 | Oct 7, 2002 | 9 | Firm change | Other |