M•••• F•••

Advisor at A••••••••• F•••••••• S•••••••• L••

Harrisburg, PA | Lancaster, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1001a13-14d5-abf8-d911-210c43ab1bad

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Aug 14, 2018 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 16, 2026	n/a	yes	Lancaster, PA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 16, 2026	n/a	yes	Harrisburg, PA\|Lancaster, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	Sep 17, 2026	Sep 16, 2026	-1	Firm change	Ibd to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	E••••• J••••	Jun 9, 2023	Jun 9, 2023

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 16, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 9, 2023 to Sep 17, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2023 to Jun 9, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago
Occurred
Jun 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1001a13-14d5-abf8-d911-210c43ab1bad
First observed: Aug 14, 2018
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.