DFX Intelligence

C•••• S•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••• S•••• M•••••••

Advisor at F••••• I•••••••••

Plano, TX

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Search this name across graphsid dfx:ria:c100c539-80c8-12a6-57b4-ff8dee20d5a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Sep 13, 2022	n/a	yes	Plano, TX	Current employment
W••• F•••••••• A•••••••	Independent wealth	Jan 16, 2020	Jul 6, 2022	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• F•••••••• A•••••••	F••••• I•••••••••	Jul 6, 2022	Sep 13, 2022	69	Firm change	RIA to RIA
C•••••• C••••• G••••• I•••	W••• F•••••••• A•••••••	Dec 9, 2019	Jan 16, 2020

Relationships

Registered with (4)

→ F••••• I•••••••••Registered adviserregistration: current employment
Sep 13, 2022 to presentfactForm ADV
→ W••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 16, 2020 to Jul 6, 2022factForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
Feb 25, 2015 to Dec 9, 2019factForm ADV
→ E••••• J••••

Dated events

Occurred
Jul 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c100c539-80c8-12a6-57b4-ff8dee20d5a6
First observed: Aug 31, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.